Kenny Klein

Chief Executive Officer at

Seelaus Asset Management LLC

Finance

Consumer Services

Profile

Mr. Kenneth H.
Klein is a Chief Executive Officer at Seelaus Asset Management LLC.
He joined the firm in 2016, bringing with him over 30 years of experience.
Prior to joining Seelaus as the head of its Asset Management business, he was the President and Chief Investment Officer of Citation Advisors, LLC, a subsidiary of Mitsubishi Corporation Asset Management.
He served previously as a Senior Managing Director, Lead Portfolio Manager and member of the executive committee at Aladdin Capital Holdings LLC, where he managed credit assets including the Citation Funds.
Mr. Klein was also a Managing Director, Head of Credit Asset Management in the U.S., and Head of Credit Flow Trading in the U.S for Dresdner Kleinwort LLC.
He also worked at Paine Webber International Ltd., Oppenheimer & Company Inc., and Salomon Brothers Inc., where he held various credit trading and management roles.
He holds a bachelor’s degree in Government from Cornell University.

Kenny Klein active positions

Companies	Position	Start
Seelaus Asset Management LLC Seelaus Asset Management LLC Investment ManagersFinance Seelaus AM is an active investment manager that seeks to outperform its benchmarks on a risk adjusted basis, by relying on the analytical skills, experience, and prudent judgment of its senior professionals. The firm offers a disciplined value-oriented style of investment management, which spans multiple investment objectives and strategies. They invest in publicly traded stocks, options, bonds, ETFs, mutual funds, preferred stocks, high yield corporate bonds and other securities. Seelaus AM uses a top-down and bottom-up investment approach that seeks to identify market sectors expected to have the best return potential (top-down) and then to identify the individual securities within those sectors that have the potential to generate superior returns (bottom-up).	Chief Executive Officer	01/02/2016

All active positions of Kenny Klein

Former positions of Kenny Klein

Companies	Position	End
Dresdner Kleinwort Securities LLC Dresdner Kleinwort Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	01/04/2009
Salomon Brothers, Inc. Salomon Brothers, Inc. Investment Banks/BrokersFinance Investment banking services	Corporate Officer/Principal	-
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services	Corporate Officer/Principal	-
Paine Webber International Bank Ltd. Paine Webber International Bank Ltd. Regional BanksFinance Part of Painewebber & Co., Inc., Paine Webber International Bank Ltd. is an American company.	Corporate Officer/Principal	-
Citation Advisors LLC	Corporate Officer/Principal	-

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Linked companies

Private companies	7
Dresdner Kleinwort Securities LLC Dresdner Kleinwort Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Provides wealth and asset management, brokerage & investment banking services	Finance
Cornell University Cornell University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Salomon Brothers, Inc. Salomon Brothers, Inc. Investment Banks/BrokersFinance Investment banking services	Finance
Paine Webber International Bank Ltd. Paine Webber International Bank Ltd. Regional BanksFinance Part of Painewebber & Co., Inc., Paine Webber International Bank Ltd. is an American company.	Finance
Seelaus Asset Management LLC Seelaus Asset Management LLC Investment ManagersFinance Seelaus AM is an active investment manager that seeks to outperform its benchmarks on a risk adjusted basis, by relying on the analytical skills, experience, and prudent judgment of its senior professionals. The firm offers a disciplined value-oriented style of investment management, which spans multiple investment objectives and strategies. They invest in publicly traded stocks, options, bonds, ETFs, mutual funds, preferred stocks, high yield corporate bonds and other securities. Seelaus AM uses a top-down and bottom-up investment approach that seeks to identify market sectors expected to have the best return potential (top-down) and then to identify the individual securities within those sectors that have the potential to generate superior returns (bottom-up).	Finance
Citation Advisors LLC