Richard J. Paley

Compliance Officer at

Carey Financial LLC

Finance

Consumer Services

Profile

Richard J.
Paley is currently the Director at United Neighbors of East Midtown and the Chief Compliance Officer & General Counsel at Carey Financial LLC.
Previously, he worked as a Director at FMR LLC and as the Chief Legal & Regulatory Compliance Officer at The Depository Trust & Clearing Corp.
Paley received his undergraduate degree from St. Lawrence University and his graduate degree from Brooklyn Law School.

Richard J. Paley active positions

Companies	Position	Start
Carey Financial LLC Carey Financial LLC Investment Banks/BrokersFinance Provides securities brokerage services	Compliance Officer	-
United Neighbors of East Midtown	Director/Board Member	-

All active positions of Richard J. Paley

Former positions of Richard J. Paley

Companies	Position	End
FMR LLC FMR LLC Investment ManagersFinance Provides investment advice	Director/Board Member	-
The Depository Trust & Clearing Corp. The Depository Trust & Clearing Corp. Financial ConglomeratesFinance Operates as a financial company that provides institutional trade processing, clearing, settlement and wealth management services	General Counsel	-

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Experiences
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Private companies

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Linked companies

Private companies	6
The Depository Trust & Clearing Corp. The Depository Trust & Clearing Corp. Financial ConglomeratesFinance Operates as a financial company that provides institutional trade processing, clearing, settlement and wealth management services	Finance
St. Lawrence University St. Lawrence University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Brooklyn Law School Brooklyn Law School Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
FMR LLC FMR LLC Investment ManagersFinance Provides investment advice	Finance
Carey Financial LLC Carey Financial LLC Investment Banks/BrokersFinance Provides securities brokerage services	Finance
United Neighbors of East Midtown