Ken Wong

Analyst-Equity at

Oppenheimer & Co., Inc. (Broker)

Finance

Consumer Services

Profile

Ken Wong is currently Managing Director at Oppenheimer & Co., Inc. (Broker) since 2022.
Formerly, Mr. Wong was Principal at Bear, Stearns & Co., Inc. in 2004; Research Analyst at Engemann Asset Management from 2000 to 2005; Research Analyst at Cowen & Co. LLC from 2004 to 2009; Analyst at Citigroup Global Markets, Inc. (Broker) from 2009 to 2018; Analyst at Guggenheim Securities LLC from 2018 to 2022; and Principal at American Golf Corp.
in 2004.
Mr. Wong completed undergraduate studies at the University of California, Berkeley in 2003.

Ken Wong active positions

Companies	Position	Start
Oppenheimer & Co., Inc. (Broker) Oppenheimer & Co., Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	01/05/2022

All active positions of Ken Wong

Former positions of Ken Wong

Companies	Position	End
Guggenheim Securities LLC Guggenheim Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	01/05/2022
Citigroup Global Markets, Inc. (Broker) Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	01/03/2018
Cowen & Co. LLC Cowen & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	01/09/2009
Engemann Asset Management Engemann Asset Management Investment ManagersFinance Engemann Asset Management specializes in growth stock investments. Their portfolios include large-cap growth and balanced growth. Engemann's Large-Cap Growth strategy seeks earning growth rate greater than the Russell 1000 Growth Index and a risk profile close to the Russell 1000 Growth Index. They invest in large-cap companies with consistent, superior earnings growth, leading market shares and strong management teams. Companies should be financially strong, have positive annual cash flow and lower earning volatility than their peers. The firm's fundamental analysis includes extensive contact with companies' management teams, competitors and suppliers. It also includes an analysis of cash flow, earnings volatility and ROE. Engemann also employs proprietary, detailed earnings models and growth projections. They will sell a position when a company misses the articulated fundamental guideposts or when valuations become extended. They will review a position if there is a 20% absolute price drop. A break in a technical pattern may prompt a reduction in a position. Engemann's Balanced Growth strategy is similar to their large-cap growth strategy. Portfolios will contain 30% to 50% bonds, most of which are US Treasuries. In general, the firm tends to invest in US companies in the electronic technology, health technology and technology services sectors. Engemann maintains a high turnover rate.	Analyst-Equity	01/01/2005
Bear, Stearns & Co., Inc. Bear, Stearns & Co., Inc. Investment Banks/BrokersFinance Provides investment banking, securities trading and brokerage Services	Corporate Officer/Principal	30/11/2004

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Linked companies

Private companies	8
Bear, Stearns & Co., Inc. Bear, Stearns & Co., Inc. Investment Banks/BrokersFinance Provides investment banking, securities trading and brokerage Services	Finance
Engemann Asset Management Engemann Asset Management Investment ManagersFinance Engemann Asset Management specializes in growth stock investments. Their portfolios include large-cap growth and balanced growth. Engemann's Large-Cap Growth strategy seeks earning growth rate greater than the Russell 1000 Growth Index and a risk profile close to the Russell 1000 Growth Index. They invest in large-cap companies with consistent, superior earnings growth, leading market shares and strong management teams. Companies should be financially strong, have positive annual cash flow and lower earning volatility than their peers. The firm's fundamental analysis includes extensive contact with companies' management teams, competitors and suppliers. It also includes an analysis of cash flow, earnings volatility and ROE. Engemann also employs proprietary, detailed earnings models and growth projections. They will sell a position when a company misses the articulated fundamental guideposts or when valuations become extended. They will review a position if there is a 20% absolute price drop. A break in a technical pattern may prompt a reduction in a position. Engemann's Balanced Growth strategy is similar to their large-cap growth strategy. Portfolios will contain 30% to 50% bonds, most of which are US Treasuries. In general, the firm tends to invest in US companies in the electronic technology, health technology and technology services sectors. Engemann maintains a high turnover rate.	Finance
Cowen & Co. LLC Cowen & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Citigroup Global Markets, Inc. (Broker) Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
Guggenheim Securities LLC Guggenheim Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
American Golf Corp. American Golf Corp. Movies/EntertainmentConsumer Services Operates golf clubs	Consumer Services
Oppenheimer & Co., Inc. (Broker) Oppenheimer & Co., Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
University of California, Berkeley University of California, Berkeley Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services

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