Jim Kaplan

Investment Committee Member at

National Investment Services of America LLC

Finance

Consumer Services

Profile

Mr. James S.
Kaplan, CFA, is a Lead Portfolio Manager of Structured Products at National Investment Services of America LLC.
He is a member of the fixed income investment and asset pricing committees.
He has been with the company since 2009.
He is responsible for the management of all mortgage products including residential and commercial, consumer ABS sectors, and esoteric ABS sectors.
Prior to joining the firm, Mr. Kaplan was a lead portfolio manager of structured products at William Blair & Company.
He was also the co-manager on two taxable bond funds and one money-market fund.
He began his career at First Union National Bank.
He holds a B.A. in economics and political science from Washington and Lee University.
He is a CFA charter holder.

Jim Kaplan active positions

Companies	Position	Start
National Investment Services of America LLC National Investment Services of America LLC Investment ManagersFinance NIS manages a wide range of fixed income and alternative strategies designed to provide institutional investors with consistent performance and downside protection.	Investment Committee Member	09/10/2019

All active positions of Jim Kaplan

Former positions of Jim Kaplan

Companies	Position	End
National Investment Services, Inc. National Investment Services, Inc. Investment ManagersFinance National Investment Services, Inc. is an active manager.	Investment Committee Member	09/10/2019
William Blair & Co. LLC William Blair & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Analyst-Fixed Income	31/12/2008
First Union National Bank (Charlotte, North Carolina) First Union National Bank (Charlotte, North Carolina) Major BanksFinance Nationally chartered commercial bank	Corporate Officer/Principal	-

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Training of Jim Kaplan

Experiences
Positions held

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Private companies

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Linked companies

Private companies	5
National Investment Services, Inc. National Investment Services, Inc. Investment ManagersFinance National Investment Services, Inc. is an active manager.	Finance
William Blair & Co. LLC William Blair & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Washington & Lee University Washington & Lee University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
First Union National Bank (Charlotte, North Carolina) First Union National Bank (Charlotte, North Carolina) Major BanksFinance Nationally chartered commercial bank	Finance
National Investment Services of America LLC National Investment Services of America LLC Investment ManagersFinance NIS manages a wide range of fixed income and alternative strategies designed to provide institutional investors with consistent performance and downside protection.	Finance

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