Thomas Brock
Net worth: 816 957 $ as of 31/05/2026
Net worth: 816 957 $ as of 31/05/2026
Thomas Wise Brock is currently the Chief Executive Officer at the US Securities & Exchange Commission.
He is also the Chairman of the Liberty All-Star Equity Fund and the Liberty All-Star Growth Fund, Inc. Additionally, he serves as a Director at the Grosvenor Registered Multi-Strategy Master Fund LLC.
Mr. Brock is an Independent Trustee at EQ Advisors Trust and a Professor at Columbia Business School.
He is also a Trustee at 1290 Funds and Elevation ETF Trust.
In his former positions, Mr. Brock served as the Chairman & Chief Executive Officer at Salomon Brothers Asset Management, Inc. He was the President, Chief Executive Officer & Director at Silver Bay Realty Trust Corp.
and the Chief Executive Officer at Stone Harbor Investment Partners LLC.
He also worked as a Director at Liberty All Star Growth Fund, Inc. and as a Trustee at Virtus Stone Harbor Emerging Markets Income Fund.
Mr. Brock was the Chief Administrative Officer at Salomon Brothers, Inc. and an Investment Officer-Fixed Income at Continental Bank (Chicago, Illinois).
Mr. Brock completed his undergraduate degree at Miami University and holds an MBA from the Kellogg School of Management.
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 31/12/2024 | 85,000 ( 0.03% ) | 496 400 $ | 31/05/2026 | |
| 31/12/2024 | 60,142 ( 0.1% ) | 320 557 $ | 31/05/2026 |
| Companies | Position | Start |
|---|---|---|
| LIBERTY ALL-STAR GROWTH FUND, INC. | Chairman | 01/01/2015 |
| LIBERTY ALL-STAR EQUITY FUND | Chairman | 01/01/2015 |
Elevation ETF Trust | Director/Board Member | 01/01/2016 |
1290 Funds
1290 Funds Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Director/Board Member | 01/01/2016 |
Columbia Business School
Columbia Business School Other Consumer ServicesConsumer Services Functions as a College/University | Corporate Officer/Principal | 01/01/1998 |
EQ Advisors Trust
EQ Advisors Trust Investment Trusts/Mutual FundsMiscellaneous Open-End Investment Fund/Unit Trust | Director/Board Member | 01/01/2016 |
Grosvenor Registered Multi-Strategy Master Fund
Grosvenor Registered Multi-Strategy Master Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Hedge Fund | Director/Board Member | 16/12/2009 |
US Securities & Exchange Commission
US Securities & Exchange Commission Investment Banks/BrokersFinance Provides securities and commission services | Chief Executive Officer | - |
| Companies | Position | End |
|---|---|---|
| SILVER BAY REALTY TRUST CORP | Chief Executive Officer | 09/05/2017 |
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Active
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Private companies
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
| Private companies | 17 |
|---|---|
Liberty All Star Growth Fund, Inc. | Miscellaneous |
EQ Advisors Trust
EQ Advisors Trust Investment Trusts/Mutual FundsMiscellaneous Open-End Investment Fund/Unit Trust | Miscellaneous |
Salomon Brothers Asset Management, Inc.
Salomon Brothers Asset Management, Inc. Investment ManagersFinance Manages assets. | Finance |
Silver Bay Realty Trust Corp.
Silver Bay Realty Trust Corp. Real Estate Investment TrustsFinance Operates as a real estate investment trust | Finance |
Liberty All Star Equity Fund
Liberty All Star Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Liberty All Star Growth Fund
Liberty All Star Growth Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Virtus Stone Harbor Emerging Markets Income Fund
Virtus Stone Harbor Emerging Markets Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Grosvenor Registered Multi-Strategy Master Fund
Grosvenor Registered Multi-Strategy Master Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Hedge Fund | Miscellaneous |
Miami University
Miami University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
US Securities & Exchange Commission
US Securities & Exchange Commission Investment Banks/BrokersFinance Provides securities and commission services | Finance |
Stone Harbor Investment Partners LLC
Stone Harbor Investment Partners LLC Investment ManagersFinance Stone Harbor is a global fixed income investment manager that focuses on building long-term value for its clients through investment grade, high yield, emerging markets debt and multi-sector credit strategies. | Finance |
Salomon Brothers, Inc.
Salomon Brothers, Inc. Investment Banks/BrokersFinance Investment banking services | Finance |
Continental Bank (Chicago, Illinois)
Continental Bank (Chicago, Illinois) Regional BanksFinance State chartered commercial bank | Finance |
Kellogg School of Management
Kellogg School of Management Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Columbia Business School
Columbia Business School Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
1290 Funds
1290 Funds Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Elevation ETF Trust |
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