![James Stephen Hart](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Profile
Mr. James S.
Hart is a Senior Vice President at Wunderlich Securities, Inc.
Previously, he was a Senior Vice President by Dominick & Dominick LLC before it was acquired by Wunderlich Securities, Inc. on January 23, 2015.
He was previously employed as a Principal by Citicorp Securities, Inc., Janney Montgomery Scott LLC, Lehman Brothers, Inc., Lehman Brothers, Kuhn, Loeb, Inc., The Prudential Insurance Co. of America, and Shearson Lehman Hutton, Inc.
Former positions of James Stephen Hart
| Companies | Position | End |
|---|---|---|
B. Riley Wealth Management, Inc. (Investment Management)
 B. Riley Wealth Management, Inc. (Investment Management) Investment ManagersFinance BRWM-IM does not establish and follow any investment strategy, other than as may be set forth in a particular Wrap Fee Program. | Portfolio Manager-Equities | 01/12/2015 |
Dominick & Dominick LLC (Investment Management)
 Dominick & Dominick LLC (Investment Management) Investment ManagersFinance DDA is a large cap growth manager that uses independent third party research. | Portfolio Manager-Equities | 01/01/2015 |
Lehman Brothers, Inc.
 Lehman Brothers, Inc. Investment Banks/BrokersFinance Provides investment banking services | Corporate Officer/Principal | - |
Lehman Brothers, Kuhn, Loeb, Inc.
 Lehman Brothers, Kuhn, Loeb, Inc. Investment Banks/BrokersFinance Security Brokers | Corporate Officer/Principal | - |
Shearson Lehman Hutton, Inc.
 Shearson Lehman Hutton, Inc. Investment Banks/BrokersFinance Provides investment banking services | Corporate Officer/Principal | - |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
17
1st degree connections
8
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 8 |
|---|---|
Lehman Brothers, Inc.
Lehman Brothers, Inc. Investment Banks/BrokersFinance Provides investment banking services | Finance |
Dominick & Dominick LLC (Investment Management)
Dominick & Dominick LLC (Investment Management) Investment ManagersFinance DDA is a large cap growth manager that uses independent third party research. | Finance |
Janney Montgomery Scott LLC
 Janney Montgomery Scott LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Citicorp Securities, Inc.
 Citicorp Securities, Inc. Investment Banks/BrokersFinance Provides security brokerage services | Finance |
Shearson Lehman Hutton, Inc.
Shearson Lehman Hutton, Inc. Investment Banks/BrokersFinance Provides investment banking services | Finance |
The Prudential Insurance Company of America, Inc.
 The Prudential Insurance Company of America, Inc. Insurance Brokers/ServicesFinance Provides insurance brokerage, retirement, investment planning and benefit administration services | Finance |
Lehman Brothers, Kuhn, Loeb, Inc.
Lehman Brothers, Kuhn, Loeb, Inc. Investment Banks/BrokersFinance Security Brokers | Finance |
B. Riley Wealth Management, Inc. (Investment Management)
B. Riley Wealth Management, Inc. (Investment Management) Investment ManagersFinance BRWM-IM does not establish and follow any investment strategy, other than as may be set forth in a particular Wrap Fee Program. | Finance |
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