![Gerald Cummins](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Gerald Cummins
Compliance Officer at
PENNANTPARK FLOATING RATE CAPITAL LTD.
Profile
Mr. Gerald R.
Cummins is a Chief Compliance Officer at PennantPark Floating Rate Capital Ltd., a Chief Compliance Officer at PennantPark Investment Corp., a Chief Compliance Officer at Oxford Square Capital Corp., a Chief Compliance Officer at Oxford Lane Capital Corp., a Chief Compliance Officer at Oxford Square Management LLC, a Chief Compliance Officer at Oxford Bridge Management LLC, a Chief Compliance Officer at Oxford Gate Management, LLC, a Chief Compliance Officer at Oxford Park Income Fund, Inc. and a Chief Compliance Officer at Oxford Park Management LLC.
He is on the Board of Directors at Foreside Financial Group LLC (New York) and Foreside Consulting Services LLC.
Mr. Cummins was previously employed as a Chief Operating Officer/Chief Compliance Officer by BroadArch Capital LLC, a Chief Financial & Compliance Officer by New Castle Funds LLC, a Chief Financial Officer by New Castle Funds LLC, a Managing Director by Bear Stearns Asset Management, Inc., and a Chief Compliance Officer by Investcorp Credit Management BDC, Inc. He also served on the board at Alaric Compliance Services LLC.
He received his undergraduate degree from Fordham University.
Gerald Cummins active positions
| Companies | Position | Start |
|---|---|---|
| OXFORD SQUARE CAPITAL CORP. | Compliance Officer | 24/06/2015 |
| OXFORD LANE CAPITAL CORP. | Compliance Officer | 01/06/2015 |
| PENNANTPARK INVESTMENT CORPORATION | Compliance Officer | 15/04/2025 |
| PENNANTPARK FLOATING RATE CAPITAL LTD. | Compliance Officer | 01/09/2025 |
Oxford Square Management LLC
 Oxford Square Management LLC Investment ManagersFinance Oxford Square invests in companies located in the United States. The firm focuses on a broad range of sectors and industries. It participates in MBO and growth capital transactions. | Compliance Officer | 01/06/2015 |
Foreside Consulting Services LLC
 Foreside Consulting Services LLC Miscellaneous Commercial ServicesCommercial Services Provides compliance and regulatory solution services | Director/Board Member | 01/06/2014 |
OXFORD PARK MANAGEMENT LLC | Corporate Officer/Principal | - |
Oxford Park Income Fund, Inc.
 Oxford Park Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Functions as an open-end investment fund | Compliance Officer | - |
SIH ACA Topco LP
 SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Director/Board Member | 01/05/2022 |
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Former positions of Gerald Cummins
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Training of Gerald Cummins
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
91
1st degree connections
17
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 17 |
|---|---|
Bear Stearns Asset Management, Inc.
 Bear Stearns Asset Management, Inc. Investment ManagersFinance Bear Stearns Asset Management, Inc. is an asset management firm and broker/dealer located in New York City. The firm is a subsidiary of JPMorgan Asset Management, Inc. and their ultimate parent is JPMorgan Chase & Co., Inc. (NYSE: JPM). They manage equity and fixed-income separate accounts, mutual funds, hedge funds, private equity funds and venture capital funds. Their clients include corporations, municipal governments, multi-employer plans, endowments, foundations, family groups and high net-worth individuals | Finance |
Oxford Square Capital Corp.
 Oxford Square Capital Corp. Investment Trusts/Mutual FundsMiscellaneous Operates as a closed-end investment management company | Miscellaneous |
PennantPark Investment Corp.
 PennantPark Investment Corp. Investment Trusts/Mutual FundsMiscellaneous Provides investors with access to middle market credit | Miscellaneous |
Oxford Lane Capital Corp.
 Oxford Lane Capital Corp. Financial ConglomeratesFinance Operates as a closed-end management investment company | Finance |
PennantPark Floating Rate Capital Ltd.
 PennantPark Floating Rate Capital Ltd. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Oxford Square Management LLC
Oxford Square Management LLC Investment ManagersFinance Oxford Square invests in companies located in the United States. The firm focuses on a broad range of sectors and industries. It participates in MBO and growth capital transactions. | Finance |
New Castle Funds LLC
 New Castle Funds LLC Investment ManagersFinance New Castle Funds manages long/short and market neutral domestic equity hedge funds. | Finance |
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Provides investment advisory, business development and financial services | Finance |
BroadArch Capital LLC
 BroadArch Capital LLC Investment ManagersFinance BroadArch Capital employs both long/short US equity and market neutral US equity investment strategies | Finance |
Investcorp Credit Management BDC, Inc.
 Investcorp Credit Management BDC, Inc. Financial ConglomeratesFinance Operates as a business development company | Finance |
Oxford Bridge Management LLC
 Oxford Bridge Management LLC Investment ManagersFinance Provides investment advice | Finance |
Foreside Consulting Services LLC
Foreside Consulting Services LLC Miscellaneous Commercial ServicesCommercial Services Provides compliance and regulatory solution services | Commercial Services |
Oxford Gate Management, LLC | |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Commercial Services |
OXFORD PARK MANAGEMENT LLC | |
Oxford Park Income Fund, Inc.
Oxford Park Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Functions as an open-end investment fund | Miscellaneous |
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