![Stephen Roman](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Stephen Roman
Compliance Officer at
CION INVESTMENT CORPORATION
Net worth: 100 865 $ as of 31/05/2026
Profile
Stephen Roman currently works at CION Investment Corp., as Secretary & Chief Compliance Officer from 2016, CFA Institute, as Member, CION Investment Management LLC, as Vice President from 2013, and Cion Grosvenor Infrastructure, as Chief Compliance Officer from 2023.
Mr. Roman received his undergraduate degree from New York University and graduate degree from Northwestern University School of Law.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 30/04/2026 | 14,943 ( 0.03% ) | 100 865 $ | 31/05/2026 |
Stephen Roman active positions
| Companies | Position | Start |
|---|---|---|
| CION INVESTMENT CORPORATION | Compliance Officer | 01/02/2016 |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Corporate Officer/Principal | - |
CION Investment Management LLC
 CION Investment Management LLC Investment ManagersFinance Provides investment advice | Corporate Officer/Principal | 01/08/2013 |
Training of Stephen Roman
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
84
1st degree connections
5
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 5 |
|---|---|
CION Investment Corp.
 CION Investment Corp. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
New York University
 New York University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Commercial Services |
CION Investment Management LLC
CION Investment Management LLC Investment ManagersFinance Provides investment advice | Finance |
Northwestern University School of Law
 Northwestern University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
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